There are 22 stock exchanges in India, the first being the Bombay Stock Exchange (BSE), which began formal trading in 1875, making it one of the oldest in Asia. Over the last few years, there has been a rapid change in the Indian securities market, especially in the secondary market. Advanced technology and online-based transactions have modernized the stock exchanges. In terms of the number of...

Sec. 2550.403a–1 Establishment of trust. 2550.403b–1 Exemptions from trust requirement. 2550.404a–1 Investment duties. 2550.404b–1 Maintenance of the indicia of ownership of plan assets outside the jurisdiction of the district courts of the United States. 2550.404c–1 ERISA section 404(c) plans. 2550.407a–1 General rule for the acquisition and holding of employer securities and employer real pro...

During the past five years we have experienced unprecedented success in our capital markets, marked by a record number of registered public offerings, a record amount of capital raised in the primary market for securities, and a record volume and appreciation in our nation’s secondary markets for securities. For the first time, investors have invested more money in mutual funds than the amount ...

The eight years from 2000 to 2008 saw a rapid growth in the use of securitization by UK banks. We aim to identify the reasons that contributed to this rapid growth. The time period (2000 to 2010) covered by our study is noteworthy as it covers the pre-…nancial crisis creditboom, the peak of the …nancial crisis and its aftermath. In the wake of the …nancial crisis, many governments, regulators a...

This study aims to the effect of many factors (Audit office size, disclosure instructions according Iraqi Securities Commission, size audit fees) on timing issuance report external auditor accounts banks. The sample consists (19) banks listed in market for securities period from 2012 2020,   To achieve objectives research, a model was developed using multiple regression, which include...

A stock exchange is an entity which provides ‘‘trading’’ facilities for stock brokers and traders to trade stocks and other securities. How to invest in stock exchange is one of the important issues in investment, and one of the factors that can help investors in the process of investment is the efficiency of the corporation under consideration. Data envelopment analysis is a mathematical method...

In light of the recent regulatory changes and the increase in cash reserves after the financial crisis of 2007-08, we examine the determinants of cash levels and the effects of excess cash on bank’s business policies, for both listed and unlisted banks. As for the determinants, we find that larger, more profitable, more capitalized, and more diversified banks hold less cash. As for bank’s polic...

In this paper we investigate audit pricing for financial institutions. We modify the standard audit fee model for industrial companies by incorporating measures of risk and complexity that are either unique to or more relevant for banks, and that are used by bank regulatory agencies. For a sample of 277 financial institutions in fiscal 2000, we find that audit fees are higher for banks having m...

Investment banks are financial intermediaries that specialize in the sale of securities and issuance underwriting new shares to raise capital financing. banking is a special segment assists individuals or organizations main market. In tea market, issued act on behalf customers, thus playing an important role secondary undertake debt equity for all types businesses, support securities, facilitat...